Frank Vargas

Frank Vargas

Frank Vargas

Frank is an attorney and Partner with Rimon P.C. and has more than 28 years of experience in corporate and securities law. His clients include some of the largest and best-known tech companies, and venture capital and private equity funds throughout the US.

Frank received his JD and MBA from UC Berkeley, and his AB from Harvard, with honors.

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Track Record

AETHLON CAPITAL Specialty investment bank connecting companies in unique markets with investment partners Principal and Co-Founder

DOUGHERTY SECURITIES Full service Investment Bank Executive Vice President, Director of Corporate Finance

SANTA CLARA UNIVERSITY LAW SCHOOL UNIVERSITY OF ST. THOMAS SAINT MARY’S UNIVERSITY UNIVERSITY OF MINNESOTA Member of the adjunct faculty Regular and guest lecturer

Specialty Areas

Angel financing Venture Financing Private Placements Initial and Secondary Public Offerings Broker Dealer Regulation Securities Exchange Act filings Mergers and Acquisitions Technology Licensing and Joint Ventures
 

Frank is a co-founder and early investor in over 25 start-up companies, including —

Ebenx – invested at $3 – sold at $80 NVE – invested at $0.50 – sold at $60 City Forest – invested at $0.50 – sold at $6-$20 MarketLink – invested at $0.01 – sold at $5-10 Urologix – invested at $0.10 – sold at $16 Tricord – invested at $0.75 – sold at $18